4//SEC Filing
VIVEVE MEDICAL, INC. 4
Accession 0001437749-16-038047
CIK 0000879682operating
Filed
Aug 23, 8:00 PM ET
Accepted
Aug 24, 8:56 PM ET
Size
8.5 KB
Accession
0001437749-16-038047
Insider Transaction Report
Form 4
Smith Brigitte
Director10% Owner
Transactions
- Award
Non-Qualified Stock Option (Right to Purchase)
2016-08-22+4,590→ 4,590 totalExercise: $7.89Exp: 2026-08-22→ Common Stock (4,590 underlying) - Award
Common Stock
2016-08-22+1,279→ 25,312 total
Holdings
- 449,852(indirect: See)
Common Stock
Footnotes (4)
- [F1]The reporting person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan (the "Plan") and received a restricted stock award of 1,279 shares of common stock on August 22, 2016 (the "Grant Date"). The restricted stock award vested in the full on the Grant Date.
- [F2]Directly beneficially owned by GBS Venture Partners Pty Ltd., as trustee for GBS BioVentures III.
- [F3]GBS Venture Partners Pty Ltd. is trustee for GBS BioVentures III. Brigitte Smith is the Managing Partner of GBS Venture Partners Pty Ltd. and may be deemed to have voting and investment power over the shares beneficially owned by GBS BioVentures III. Voting and investment power over the shares owned of record by GBS Venture Partners Pty Ltd., as trustee for GBS BioVentures III, may be deemed to be held by Ms. Smith. Each of GBS Venture Partners Pty Ltd. and Ms. Smith disclaims beneficial ownership of such shares except to the extent of its or her pecuniary interest therein.
- [F4]The reporting person is a participant in the Plan and received 4,590 non-qualified stock options on the Grant Date. The non-qualified stock options will vest and become exercisable in 36 equal monthly installments beginning on the first day of the month following the Grant Date.
Documents
Issuer
VIVEVE MEDICAL, INC.
CIK 0000879682
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000879682
Filing Metadata
- Form type
- 4
- Filed
- Aug 23, 8:00 PM ET
- Accepted
- Aug 24, 8:56 PM ET
- Size
- 8.5 KB