NATIONAL HOLDINGS CORP 4
4 · NATIONAL HOLDINGS CORP · Filed Sep 13, 2016
Insider Transaction Report
Form 4
Abbe Richard
Director
Transactions
- Disposition from Tender
Common Stock, par value $0.02 per share
2016-09-12$3.25/sh−414,323$1,346,550→ 414,323 total(indirect: See Footnote) - Disposition from Tender
Common Stock, par value $0.02 per share
2016-09-12$3.25/sh−16,668$54,171→ 0 total(indirect: See Footnote)
Footnotes (2)
- [F1]Shares of Common Stock owned directly by Iroquois Master Fund Ltd. (the "Fund"). Mr. Abbe, as President of Iroquois Capital Management, LLC, the investment advisor of the Fund, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Mr. Abbe disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
- [F2]Shares of Common Stock held by certain trusts or accounts established for the benefit of Mr. Abbe's children or other relatives.