NATIONAL HOLDINGS CORP 4
4 · NATIONAL HOLDINGS CORP · Filed Sep 13, 2016
Insider Transaction Report
Form 4
POWERS FREDERIC B III
Director
Transactions
- Disposition from Tender
Common Stock, par value $0.02 per share
2016-09-12$3.25/sh−167,667$544,918→ 0 total(indirect: See Footnote)
Footnotes (2)
- [F1]Powers Private Equity LLC ("PPE") directly owns the Common Stock. The Reporting Person is a Managing Director of PPE.
- [F2]PPE has investment and voting power with respect to the Common Stock held by PPE. The Reporting Person, a Managing Member of PPE, may be deemed to beneficially own the shares of Common Stock beneficially owned by PPE. The Reporting Person disclaims any beneficial ownership of the Common Stock to which this report relates for purposes of Section 16, except to the extent of his pecuniary interest therein.