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KONA GRILL INC·4

Sep 13, 8:50 PM ET

KONA GRILL INC 4

4 · KONA GRILL INC · Filed Sep 13, 2016

Insider Transaction Report

Form 4
Period: 2016-09-09
KONA GRILL INCKONA
Bakay Berke
Director10% Owner
Transactions
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2016-09-09$6.98/sh−100,000$698,000→ 0 total
    Exercise: $6.98Exp: 2017-01-29→ Common Stock (100,000 underlying)
  • Exercise/Conversion

    Common Stock

    2016-09-09$6.98/sh+100,000$698,000→ 159,071 total
  • Tax Payment

    Common Stock

    2016-09-09$13.86/sh−66,469$921,260→ 92,602 total
Holdings

  • Common Stock

    (indirect: By BBS Capital Fund, LP)
    1,230,000
Footnotes (2)
  • [F1]Shares withheld by Kona Grill, Inc. to satisfy exercise price and withholding taxes.
  • [F2]All options were exercisable at the transaction date.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    BAKAY FORM 4 - SEPT 2016