4//SEC Filing
KONA GRILL INC 4
Accession 0001437749-16-038661
CIK 0001265572operating
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 8:50 PM ET
Size
8.6 KB
Accession
0001437749-16-038661
Insider Transaction Report
Form 4
KONA GRILL INCKONA
Bakay Berke
Director10% Owner
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-09-09$6.98/sh−100,000$698,000→ 0 totalExercise: $6.98Exp: 2017-01-29→ Common Stock (100,000 underlying) - Exercise/Conversion
Common Stock
2016-09-09$6.98/sh+100,000$698,000→ 159,071 total - Tax Payment
Common Stock
2016-09-09$13.86/sh−66,469$921,260→ 92,602 total
Holdings
- 1,230,000(indirect: By BBS Capital Fund, LP)
Common Stock
Footnotes (2)
- [F1]Shares withheld by Kona Grill, Inc. to satisfy exercise price and withholding taxes.
- [F2]All options were exercisable at the transaction date.
Documents
Issuer
KONA GRILL INC
CIK 0001265572
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001265572
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 8:50 PM ET
- Size
- 8.6 KB