Home/Filings/4/0001437749-16-043395
4//SEC Filing

Enservco Corp 4

Accession 0001437749-16-043395

CIK 0000319458operating

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 11:18 AM ET

Size

15.1 KB

Accession

0001437749-16-043395

Insider Transaction Report

Form 4
Period: 2016-12-13
Kasch Rick D
Chief Financial Officer
Transactions
  • Purchase

    Common Stock

    2016-12-13$0.60/sh+50,000$30,0001,899,324 total
Holdings
  • Stock Option

    Exercise: $0.46Exp: 2017-06-05Common Stock (100,000 underlying)
    100,000
  • Stock Option

    Exercise: $1.74Exp: 2020-04-08Common Stock (100,000 underlying)
    100,000
  • Stock Option

    Exercise: $0.60Exp: 2021-05-05Common Stock (100,000 underlying)
    100,000
  • Stock Option

    Exercise: $1.74Exp: 2020-04-08Common Stock (110,000 underlying)
    110,000
  • Stock Option

    Exercise: $0.65Exp: 2017-12-05Common Stock (325,000 underlying)
    325,000
  • Stock Option

    Exercise: $0.65Exp: 2021-05-05Common Stock (400,000 underlying)
    400,000
  • Stock Option

    Exercise: $0.65Exp: 2021-05-05Common Stock (350,000 underlying)
    350,000
  • Warrants

    Exercise: $0.55From: 2012-11-02Exp: 2017-11-30Common Stock (37,000 underlying)
    37,000
Footnotes (7)
  • [F1]Fully vested as of the date hereof.
  • [F2]Options to acquire 70,000 shares vested on 1/1/16, the remaining options to acquire 30,000 shares will vest on 1/1/17 if the conditions to vesting exist on such date.
  • [F3]Options to acquire 100,000 shares will vest on 12/31/16 if the conditions to vesting exist on such date.
  • [F4]Fully vested as of the date hereof.
  • [F5]Options to acquire 40,000 shares will vest on 1/1/17, and the remaining options to acquire 70,000 shares will vest on 1/1/18, in both cases if the conditions to vesting exist on such date.
  • [F6]Options to acquire 150,000 shares will vest on 12/31/16, and the remaining options to acquire 250,000 shares will vest on 12/31/17, in both cases if the conditions to vesting exist on such date.
  • [F7]Options to acquire 116,667 shares will vest on 12/31/16, 116,667 shares will vest on 12/31/17 and the remaining options to acquire 116,666 will vest on 12/31/18, in all cases if the conditions to vesting exist on such date.

Issuer

Enservco Corp

CIK 0000319458

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000319458

Filing Metadata

Form type
4
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 11:18 AM ET
Size
15.1 KB