4//SEC Filing
Diffusion Pharmaceuticals Inc. 4
Accession 0001437749-16-043483
$CRVOCIK 0001053691operating
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 5:00 PM ET
Size
8.0 KB
Accession
0001437749-16-043483
Insider Transaction Report
Form 4
Giles Mark T
Director
Transactions
- Other
Common Stock
2016-12-14−339,055→ 290,580 total(indirect: By LLC) - Purchase
Common Stock
2016-12-15+512,109→ 512,109 total(indirect: By LLC)
Holdings
- 4,407(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]In connection with certain personal investment, financial and tax planning strategies, (i) on December 14, 2016, PANDA Holdings, LLC ("PANDA"), of which the Reporting Person is the managing member, assigned 339,055 shares of the Issuer's common stock to an affiliate of PANDA for aggregate consideration of $1.00 and (ii) on December 15, 2016, such affiliate sold to MTG Investment Holdings, LLC ("MTGIH"), of which the Reporting Person is the sole member, 512,109 shares of the Issuer's common stock for aggregate consideration of $1.00.
- [F2]The Reporting Person is the managing member of PANDA and may be deemed to be the beneficial owner of such securities. Mr. Giles disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F3]The Reporting Person is the sole member of MTGIH and may be deemed to be the beneficial owner of such securities. Mr. Giles disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Documents
Issuer
Diffusion Pharmaceuticals Inc.
CIK 0001053691
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001053691
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 5:00 PM ET
- Size
- 8.0 KB