WINDTREE THERAPEUTICS INC /DE/ 4
4 · WINDTREE THERAPEUTICS INC /DE/ · Filed Feb 15, 2017
Insider Transaction Report
Form 4
MAHADY JOSEPH M
Director
Transactions
- Purchase
Series A Convertible Preferred Stock
2017-02-13+17→ 17 totalExercise: $1.37→ Common Stock (17,000 underlying) - Purchase
Series A-1 Warrants (Right to Buy)
2017-02-13+17,000→ 17,000 totalExercise: $1.37From: 2017-08-15Exp: 2024-08-15→ Common Stock (17,000 underlying)
Footnotes (3)
- [F1]Series A Convertible Preferred Stock is immediately exercisable and has no expiration date.
- [F2]Series A Convertible Preferred Stock in connection with the purchase of Series A Convertible Preferred Stock units acquired in a private placement offering with a unit price of $1,495. Each unit consists of one share of Series A Convertible Preferred Stock, which is convertible into 1,000 shares of the Company's common stock, and 1,000 Series A-1 seven-year warrants to purchase one share of the Company's common stock at an exercise price of $1.37.
- [F3]Series A-1 Warrants in connection with the purchase of Series A Convertible Preferred Stock units acquired in a private placement offering with a unit price of $1,495. Each unit consists of one share of Series A Convertible Preferred Stock, which is convertible into 1,000 shares of the Company's common stock, and 1,000 Series A-1 seven-year warrants to purchase one share of the Company's common stock at an exercise price of $1.37.