PDF SOLUTIONS INC 4

4 · PDF SOLUTIONS INC · Filed Feb 21, 2017

Form 4

Period: 2017-02-16

VP - Client Services & Sales

Transactions

Exercise/Conversion
Common Stock
2017-02-16+10,855→ 47,441 total
Sale
Common Stock
2017-02-16−17,952→ 29,489 total
Sale
Common Stock
2017-02-17−981→ 28,508 total
Exercise/Conversion
Stock Options (Right to Buy)
2017-02-16$6.21/sh−1,688$10,482→ 0 total
Exercise: $6.21Exp: 2021-05-26→ Common Stock (1,688 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2017-02-16$8.79/sh−2,500$21,975→ 0 total
Exercise: $8.79Exp: 2022-05-22→ Common Stock (2,500 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2017-02-16$8.79/sh−6,667$58,603→ 0 total
Exercise: $8.79Exp: 2022-05-22→ Common Stock (6,667 underlying)

Footnotes (7)

[F1]Includes exercise of fully vested stock options grants awarded to the Reporting person on May 22, 2011 and on May 22, 2012
[F2]Includes 1,561 shares of common stock that were purchased on January 31, 2017 under the PDF Employee Stock Purchase Plan
[F3]Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $22.00 to $22.52.
[F4]Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $22.134 to $22.1596.
[F5]Earliest vesting date of the stock options granted on May, 27, 2011 was June 27, 2011 with 1/48th of the total shares vesting monthly until fully vested on June 27, 2014.
[F6]1/4th of the total number of shares subject to option vested on May 22, 2012 and 1/4th of the total shares vested each anniversary of the grant date, fully vested on May 22, 2015.
[F7]Earliest vesting date of the total stock options granted on May 22, 2012 was June 22, 2012 1/48th of the total shares vesting monthly until fully vested on June 22, 2016.

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