CATHAY GENERAL BANCORP 4
4 · CATHAY GENERAL BANCORP · Filed Feb 22, 2017
Insider Transaction Report
Form 4
CHOW DONALD SANG
EVP, Chief Credit Officer
Transactions
- Exercise/Conversion
Common Stock
2017-02-17+15,057→ 21,809 total - Tax Payment
Common Stock
2017-02-17$39.42/sh−5,761$227,099→ 16,048 total - Exercise/Conversion
Common Stock
2017-02-17+11,010→ 11,010 total - Tax Payment
Common Stock
2017-02-17$39.42/sh−4,258$167,850→ 6,752 total - Exercise/Conversion
Restricted Stock Units
2017-02-17−9,523→ 0 total→ Common Stock (9,523 underlying) - Exercise/Conversion
Restricted Stock Units
2017-02-17−9,823→ 0 total→ Common Stock (9,823 underlying)
Footnotes (5)
- [F1]Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2013. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 20, 2013.
- [F2]Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
- [F3]Of the previously reported target award of 9,823 shares of restricted stock unit, 106% of the target award was earned based upon the achievement of certain performance criteria.
- [F4]Of the previously reported target award of 9,523 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
- [F5]Performance-based restricted stock units vested on December 31, 2016.