4//SEC Filing
CATHAY GENERAL BANCORP 4
Accession 0001437749-17-002982
$CATYCIK 0000861842operating
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 4:17 PM ET
Size
14.9 KB
Accession
0001437749-17-002982
Insider Transaction Report
Form 4
WU PETER
DirectorExecutive Vice Chairman/COO
Transactions
- Exercise/Conversion
Common Stock
2017-02-17+19,817→ 32,793 total - Tax Payment
Common Stock
2017-02-17$39.42/sh−7,593$299,316→ 25,200 total - Tax Payment
Common Stock
2017-02-17$39.42/sh−13,333$525,587→ 38,971 total - Exercise/Conversion
Common Stock
2017-02-17+27,104→ 52,304 total - Exercise/Conversion
Restricted Stock Unit
2017-02-17−17,681→ 0 total→ Common Stock (17,681 underlying) - Exercise/Conversion
Restricted Stock Unit
2017-02-17−17,142→ 0 total→ Common Stock (17,142 underlying)
Holdings
- 30,194(indirect: By Trust)
Common Stock
- 772,799(indirect: By LLC)
Common Stock
Footnotes (5)
- [F1]Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2013. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 20, 2013.
- [F2]Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
- [F3]Of the previously reported target award of 17,681 shares of restricted stock unit, 106% of the target award was earned based upon the achievement of certain performance criteria.
- [F4]Of the previously reported target award of 17,142 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
- [F5]Performance-based restricted stock units vested on December 31, 2016.
Documents
Issuer
CATHAY GENERAL BANCORP
CIK 0000861842
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000861842
Filing Metadata
- Form type
- 4
- Filed
- Feb 21, 7:00 PM ET
- Accepted
- Feb 22, 4:17 PM ET
- Size
- 14.9 KB