CATHAY GENERAL BANCORP 4

4 · CATHAY GENERAL BANCORP · Filed Feb 22, 2017

Form 4

Period: 2017-02-17

DirectorVice Chairman

Transactions

Exercise/Conversion
Common Stock
2017-02-17+19,817→ 32,793 total
Tax Payment
Common Stock
2017-02-17$39.42/sh−7,593$299,316→ 25,200 total
Tax Payment
Common Stock
2017-02-17$39.42/sh−13,333$525,587→ 38,971 total
Exercise/Conversion
Common Stock
2017-02-17+27,104→ 52,304 total
Exercise/Conversion
Restricted Stock Unit
2017-02-17−17,681→ 0 total
→ Common Stock (17,681 underlying)
Exercise/Conversion
Restricted Stock Unit
2017-02-17−17,142→ 0 total
→ Common Stock (17,142 underlying)

Holdings

Footnotes (5)

[F1]Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2013. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 20, 2013.
[F2]Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
[F3]Of the previously reported target award of 17,681 shares of restricted stock unit, 106% of the target award was earned based upon the achievement of certain performance criteria.
[F4]Of the previously reported target award of 17,142 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
[F5]Performance-based restricted stock units vested on December 31, 2016.

Documents

1 file