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5//SEC Filing

Bulova Technologies Group, Inc. 5

Accession 0001437749-17-005758

CIK 0000317889operating

View on SEC.gov Company Profile

Filed

Mar 30, 8:00 PM ET

Accepted

Mar 31, 3:03 PM ET

Size

29.6 KB

Accession

0001437749-17-005758

Insider Transaction Report

Form 5

Period: 2016-09-30

Bulova Technologies Group, Inc.BTGI

10% Owner

Transactions

Purchase
common stock
2014-04-25$0.01/sh+3,000,000$35,700→ 3,000,000 total(indirect: See footnote)
Purchase
common stock
2014-04-25$0.01/sh+3,000,000$35,700→ 3,000,000 total(indirect: See footnote)
Purchase
common stock
2016-09-06$0.00/sh+550,000$2,200→ 550,000 total(indirect: See Footnote)
Purchase
Warrants
2013-09-01+3,166,667→ 3,166,667 total(indirect: See footnote)
Exercise: $0.02Exp: 2023-08-31→ common stock (3,166,667 underlying)
Purchase
Warrants
2014-10-03+1,980,851→ 1,980,851 total(indirect: See footnote)
Exercise: $0.02Exp: 2023-02-27→ common stock (1,980,851 underlying)
Purchase
Warrants
2014-09-03+5,000,000→ 5,000,000 total(indirect: See footnote.)
Exercise: $0.02Exp: 2024-09-02→ common stock (5,000,000 underlying)
Purchase
Warrants
2014-08-29+10,000,000→ 10,000,000 total(indirect: See footnote)
Exercise: $0.02Exp: 2024-08-28→ common stock (10,000,000 underlying)
Purchase
preferred stock
2013-02-25$0.00/sh+800,000,000$80,000→ 800,000,000 total(indirect: See footnote)
Purchase
common stock
2016-09-07$0.00/sh+400,000$1,480→ 400,000 total(indirect: See Footnote)
Purchase
Warrants
2013-09-01+3,166,667→ 3,166,667 total
Exercise: $0.02Exp: 2023-08-31→ common stock (3,166,667 underlying)
Purchase
Warrants
2014-08-29+10,000,000→ 10,000,000 total(indirect: See footnote)
Exercise: $0.02Exp: 2024-08-28→ common stock (10,000,000 underlying)
Purchase
Warrants
2014-10-03+1,980,851→ 1,980,851 total(indirect: See footnote)
Exercise: $0.02Exp: 2023-02-27→ common stock (1,980,851 underlying)
Purchase
Warrants
2014-09-03+5,000,000→ 5,000,000 total(indirect: See footnote)
Exercise: $0.02Exp: 2024-09-02→ common stock (5,000,000 underlying)

Footnotes (11)

[F1]Owned through Fieldstone Affiliates LLC.
[F10]Warrants were issued in connection with loans to the Issuer.
[F11]Owned indirectly through wife's Trust
[F2]Indirect ownership through NuView IRA, Inc. FBO Gary Shapiro IRA.
[F3]Indirect ownership through IRA for benefit of wife.
[F4]Present
[F5]Warrants were issued in connection with a loan made to the issuer. No separate valuation of the warrants was made.
[F6]Owned indirectly through wife's ownership.
[F7]Warrants were originally issued in connection with a loan made to the issuer. They were assigned to Reporting Person at no cost.
[F8]Owned through NuView IRA, Inc. FBO Gary Shapiro IRA.
[F9]Owned indirectly through IRA for benefit of wife.

Documents

1 file

5
rdgdoc.xmlPrimary
FORM 5

Issuer

Bulova Technologies Group, Inc.

CIK 0000317889

Entity typeoperating

IncorporatedFL

Related Parties

1

filerCIK 0000317889

Filing Metadata

Form type: 5
Filed: Mar 30, 8:00 PM ET
Accepted: Mar 31, 3:03 PM ET
Size: 29.6 KB

View on SEC.gov