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|5Mar 31, 3:03 PM ET

Bulova Technologies Group, Inc. 5

5 · Bulova Technologies Group, Inc. · Filed Mar 31, 2017

Insider Transaction Report

Form 5
Period: 2016-09-30
Bulova Technologies Group, Inc.BTGI
Shapiro Gary L
10% Owner
Transactions
  • Purchase

    common stock

    2014-04-25$0.01/sh+3,000,000$35,700→ 3,000,000 total(indirect: See footnote)
  • Purchase

    common stock

    2014-04-25$0.01/sh+3,000,000$35,700→ 3,000,000 total(indirect: See footnote)
  • Purchase

    common stock

    2016-09-06$0.00/sh+550,000$2,200→ 550,000 total(indirect: See Footnote)
  • Purchase

    Warrants

    2013-09-01+3,166,667→ 3,166,667 total(indirect: See footnote)
    Exercise: $0.02Exp: 2023-08-31→ common stock (3,166,667 underlying)
  • Purchase

    Warrants

    2014-10-03+1,980,851→ 1,980,851 total(indirect: See footnote)
    Exercise: $0.02Exp: 2023-02-27→ common stock (1,980,851 underlying)
  • Purchase

    Warrants

    2014-09-03+5,000,000→ 5,000,000 total(indirect: See footnote.)
    Exercise: $0.02Exp: 2024-09-02→ common stock (5,000,000 underlying)
  • Purchase

    Warrants

    2014-08-29+10,000,000→ 10,000,000 total(indirect: See footnote)
    Exercise: $0.02Exp: 2024-08-28→ common stock (10,000,000 underlying)
  • Purchase

    preferred stock

    2013-02-25$0.00/sh+800,000,000$80,000→ 800,000,000 total(indirect: See footnote)
  • Purchase

    common stock

    2016-09-07$0.00/sh+400,000$1,480→ 400,000 total(indirect: See Footnote)
  • Purchase

    Warrants

    2013-09-01+3,166,667→ 3,166,667 total
    Exercise: $0.02Exp: 2023-08-31→ common stock (3,166,667 underlying)
  • Purchase

    Warrants

    2014-08-29+10,000,000→ 10,000,000 total(indirect: See footnote)
    Exercise: $0.02Exp: 2024-08-28→ common stock (10,000,000 underlying)
  • Purchase

    Warrants

    2014-10-03+1,980,851→ 1,980,851 total(indirect: See footnote)
    Exercise: $0.02Exp: 2023-02-27→ common stock (1,980,851 underlying)
  • Purchase

    Warrants

    2014-09-03+5,000,000→ 5,000,000 total(indirect: See footnote)
    Exercise: $0.02Exp: 2024-09-02→ common stock (5,000,000 underlying)
Footnotes (11)
  • [F1]Owned through Fieldstone Affiliates LLC.
  • [F10]Warrants were issued in connection with loans to the Issuer.
  • [F11]Owned indirectly through wife's Trust
  • [F2]Indirect ownership through NuView IRA, Inc. FBO Gary Shapiro IRA.
  • [F3]Indirect ownership through IRA for benefit of wife.
  • [F4]Present
  • [F5]Warrants were issued in connection with a loan made to the issuer. No separate valuation of the warrants was made.
  • [F6]Owned indirectly through wife's ownership.
  • [F7]Warrants were originally issued in connection with a loan made to the issuer. They were assigned to Reporting Person at no cost.
  • [F8]Owned through NuView IRA, Inc. FBO Gary Shapiro IRA.
  • [F9]Owned indirectly through IRA for benefit of wife.

Documents

1 file
  • 5
    rdgdoc.xmlPrimary

    FORM 5