4//SEC Filing
root9B Holdings, Inc. 4
Accession 0001437749-17-009880
CIK 0001272550operating
Filed
May 22, 8:00 PM ET
Accepted
May 23, 8:48 AM ET
Size
10.0 KB
Accession
0001437749-17-009880
Insider Transaction Report
Form 4
Quad Capital Management Advisors LLC
10% Owner
Transactions
- Purchase
root9B Holdings Inc.
2017-05-19$7.49/sh+1,538$11,520→ 544,760 total(indirect: By corporation) - Purchase
root9B Holdings Inc.
2017-05-22$6.96/sh+2,779$19,342→ 547,539 total(indirect: By corporation)
Guarino John
10% Owner
Transactions
- Purchase
root9B Holdings Inc.
2017-05-19$7.49/sh+1,538$11,520→ 544,760 total(indirect: By corporation) - Purchase
root9B Holdings Inc.
2017-05-22$6.96/sh+2,779$19,342→ 547,539 total(indirect: By corporation)
Ciampi Guerino
10% Owner
Transactions
- Purchase
root9B Holdings Inc.
2017-05-19$7.49/sh+1,538$11,520→ 544,760 total(indirect: By corporation) - Purchase
root9B Holdings Inc.
2017-05-22$6.96/sh+2,779$19,342→ 547,539 total(indirect: By corporation)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.48 to $7.50. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, , upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.85 to $7.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, , upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
Documents
Issuer
root9B Holdings, Inc.
CIK 0001272550
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001272550
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 8:48 AM ET
- Size
- 10.0 KB