4//SEC Filing
PDF SOLUTIONS INC 4
Accession 0001437749-17-010172
$PDFSCIK 0001120914operating
Filed
May 25, 8:00 PM ET
Accepted
May 26, 3:56 PM ET
Size
12.5 KB
Accession
0001437749-17-010172
Insider Transaction Report
Form 4
LANZA LUCIO
Director
Transactions
- Exercise/Conversion
Common Stock
2017-05-25$2.30/sh+45,000$103,500→ 365,623 total - Exercise/Conversion
Stock Options (Right to Buy)
2017-05-24$10.35/sh−30,000$310,500→ 0 totalExercise: $10.35Exp: 2017-06-05→ Common Stock (30,000 underlying) - Sale
Common Stock
2017-05-24$16.50/sh−30,000$495,096→ 320,623 total - Exercise/Conversion
Stock Options (Right to Buy)
2017-05-25$2.30/sh−45,000$103,500→ 0 totalExercise: $2.30Exp: 2019-07-30→ Common Stock (45,000 underlying) - Exercise/Conversion
Common Stock
2017-05-24$10.35/sh+30,000$310,500→ 350,623 total
Holdings
- 121,720(indirect: By Lanza techVentures)
Common Stock
Footnotes (3)
- [F1]Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $16.50 to $16.56.
- [F2]These shares represent exercise of Stock Options (right to buy) granted on June 6, 2007 under the Company's Director Compensation Program (Total Options). 25% of the Total Options vested on June 6, 2008 and 1/48th of the Total Options vested on the last day of each month thereafter until fully vested.
- [F3]These shares represent exercise of Stock Options (right to buy) granted on July 31, 2009 under the Company's Director Compensation Program (Total Options) 25% of the Total Options vested on July 31, 2010 and 1/48th of the Total Options vested monthly thereafter until fully vested.
Documents
Issuer
PDF SOLUTIONS INC
CIK 0001120914
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120914
Filing Metadata
- Form type
- 4
- Filed
- May 25, 8:00 PM ET
- Accepted
- May 26, 3:56 PM ET
- Size
- 12.5 KB