Home/Filings/4/0001437749-17-011104
4//SEC Filing

Enservco Corp 4

Accession 0001437749-17-011104

CIK 0000319458operating

Filed

Jun 8, 8:00 PM ET

Accepted

Jun 9, 7:17 PM ET

Size

17.8 KB

Accession

0001437749-17-011104

Insider Transaction Report

Form 4
Period: 2017-06-08
Devers Robert J
CFO & Treasurer
Transactions
  • Disposition to Issuer

    Stock Option

    2017-06-0550,0000 total
    Exercise: $2.25Exp: 2017-06-08Common Stock (50,000 underlying)
  • Disposition to Issuer

    Stock Option

    2017-06-05100,0000 total
    Exercise: $1.74Exp: 2017-06-08Common Stock (100,000 underlying)
  • Disposition to Issuer

    Stock Option

    2017-06-0540,0000 total
    Exercise: $1.74Exp: 2017-06-08Common Stock (40,000 underlying)
Holdings
  • Stock Option

    Exercise: $1.00Exp: 2018-02-15Common Stock (50,000 underlying)
    50,000
  • Stock Option

    Exercise: $0.65Exp: 2018-02-15Common Stock (25,000 underlying)
    25,000
  • Stock Option

    Exercise: $1.27Exp: 2018-02-15Common Stock (50,000 underlying)
    50,000
  • Common Stock

    4,315
  • Stock Option

    Exercise: $1.27Exp: 2018-02-15Common Stock (100,000 underlying)
    100,000
  • Stock Option

    Exercise: $0.60Exp: 2018-02-15Common Stock (100,000 underlying)
    100,000
Footnotes (8)
  • [F1]Options to acquire 100,000 shares are fully vested as of the date hereof. Pursuant to the Executive Severance Agreement between the Company and the Reporting Person (the "Executive Severance Agreement"), the option will terminate on February 15, 2018 as to any portion of the option not exercised on or prior to such date.
  • [F2]Options to acquire 100,000 shares of common stock were forfeited on June 8, 2017 pursuant to the Executive Severance Agreement.
  • [F3]Options to acquire 83,334 shares are fully vested as of the date hereof, and, as a result of certain accelerated vesting provision contained in the Executive Severance Agreement, the remaining options to acquire 16,666 shares will vest on August 4, 2017. Pursuant to the Executive Severance Agreement the option will terminate on February 15, 2018 as to any portion of the option not exercised on or prior to such date.
  • [F4]Options to acquire 50,000 shares are fully vested as of the date hereof. Pursuant to the Executive Severance Agreement, the option will terminate on February 15, 2018 as to any portion of the option not exercised on or prior to such date.
  • [F5]Options to acquire 50,000 shares are fully vested as of the date hereof. Pursuant to the Executive Severance Agreement, the option will terminate on February 15, 2018 as to any portion of the option not exercised on or prior to such date.
  • [F6]Options to acquire 40,000 shares of common stock that were scheduled to vest on 1/1/18 were forfeited on June 8, 2017 pursuant to the Executive Severance Agreement.
  • [F7]Options to acquire 25,000 shares were scheduled to vest on 12/31/18. As a result of certain accelerated vesting provision contained in the Executive Severance Agreement, these options will vest on August 4, 2017. Pursuant to the Executive Severance Agreement, the option will terminate on February 15, 2018 as to any portion of the option not exercised on or prior to such date.
  • [F8]Options to acquire 50,000 shares of common stock were forfeited on June 8, 2017 pursuant to the Executive Severance Agreement.

Issuer

Enservco Corp

CIK 0000319458

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000319458

Filing Metadata

Form type
4
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 7:17 PM ET
Size
17.8 KB