4//SEC Filing
Ciampi Guerino 4
Accession 0001437749-17-015220
CIK 0001272550other
Filed
Aug 22, 8:00 PM ET
Accepted
Aug 23, 7:03 PM ET
Size
10.1 KB
Accession
0001437749-17-015220
Insider Transaction Report
Form 4
Quad Capital Management Advisors LLC
10% Owner
Transactions
- Sale
root9B Holdings Inc.
2017-08-22$3.13/sh−253,697$794,072→ 693,825 total(indirect: By corporation) - Sale
root9B Holdings Inc.
2017-08-23$2.26/sh−125,000$282,500→ 568,825 total(indirect: By corporation)
Guarino John
10% Owner
Transactions
- Sale
root9B Holdings Inc.
2017-08-23$2.26/sh−125,000$282,500→ 568,825 total(indirect: By corporation) - Sale
root9B Holdings Inc.
2017-08-22$3.13/sh−253,697$794,072→ 693,825 total(indirect: By corporation)
Ciampi Guerino
10% Owner
Transactions
- Sale
root9B Holdings Inc.
2017-08-23$2.26/sh−125,000$282,500→ 568,825 total(indirect: By corporation) - Sale
root9B Holdings Inc.
2017-08-22$3.13/sh−253,697$794,072→ 693,825 total(indirect: By corporation)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.85 to $3.18. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
Documents
Issuer
root9B Holdings, Inc.
CIK 0001272550
Entity typeother
Related Parties
1- filerCIK 0001707007
Filing Metadata
- Form type
- 4
- Filed
- Aug 22, 8:00 PM ET
- Accepted
- Aug 23, 7:03 PM ET
- Size
- 10.1 KB