4//SEC Filing
HUDES MICHAEL 4
Accession 0001437749-17-015649
CIK 0001415624other
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 9:24 PM ET
Size
13.6 KB
Accession
0001437749-17-015649
Insider Transaction Report
Form 4
YuMe IncYUME
HUDES MICHAEL
Chief Revenue Officer
Transactions
- Tax Payment
Common Stock
2017-09-02$5.16/sh−3,057$15,774→ 21,917 total - Exercise/Conversion
Restricted Stock Units
2017-09-03−9,690→ 48,447 total→ Common Stock (9,690 underlying) - Exercise/Conversion
Common Stock
2017-09-02+8,133→ 24,974 total - Exercise/Conversion
Restricted Stock Units
2017-09-02−8,133→ 24,399 total→ Common Stock (8,133 underlying) - Tax Payment
Common Stock
2017-09-03$5.16/sh−3,642$18,793→ 27,965 total - Exercise/Conversion
Common Stock
2017-09-03+9,690→ 31,607 total
Footnotes (4)
- [F1]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. No shares have been sold. All of the shares reported as disposed on this Form 4 are withheld by the Issuer to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F3]The restricted stock units vest over three years in six equal installments every 6 months commencing on September 2, 2016. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.
- [F4]The restricted stock units vest over three years in six equal installments every 6 months commencing on September 3, 2017. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.
Documents
Issuer
YuMe Inc
CIK 0001415624
Entity typeother
Related Parties
1- filerCIK 0001689460
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 9:24 PM ET
- Size
- 13.6 KB