4//SEC Filing
SANKARAN AYYAPPAN 4
Accession 0001437749-17-015651
CIK 0001415624other
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 9:24 PM ET
Size
15.9 KB
Accession
0001437749-17-015651
Insider Transaction Report
Form 4
YuMe IncYUME
SANKARAN AYYAPPAN
DirectorEVP, ENGINEERING & CTO
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-09-02−17,083→ 51,250 total→ Common Stock (17,083 underlying) - Exercise/Conversion
Common Stock
2017-09-02+17,083→ 188,843 total - Exercise/Conversion
Restricted Stock Units
2017-09-03−13,030→ 65,149 total→ Common Stock (9,690 underlying) - Tax Payment
Common Stock
2017-09-02$5.16/sh−6,420$33,127→ 182,423 total - Other
Common Stock
2016-02-19$2.28/sh+5,000$11,390→ 171,760 total - Exercise/Conversion
Common Stock
2017-09-03+13,030→ 195,453 total - Tax Payment
Common Stock
2017-09-03$5.16/sh−4,897$25,269→ 190,556 total
Holdings
- 795,363(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
- [F2]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. No shares have been sold. All of the shares reported as disposed on this Form 4 are withheld by the Issuer to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.
- [F3]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F4]The restricted stock units vest over three years in six equal installments every 6 months commencing on September 2, 2016. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.
- [F5]The restricted stock units vest over three years in six equal installments every 6 months commencing on September 3, 2017. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.
Documents
Issuer
YuMe Inc
CIK 0001415624
Entity typeother
Related Parties
1- filerCIK 0001582703
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 9:24 PM ET
- Size
- 15.9 KB