NORTHEAST BANCORP /ME/·4

Sep 20, 11:03 AM ET

WAYNE RICHARD 4

4 · NORTHEAST BANCORP /ME/ · Filed Sep 20, 2017

Insider Transaction Report

Form 4
Period: 2017-09-19
WAYNE RICHARD
DirectorChief Executive Officer
Transactions
  • Award

    Voting Common Stock

    2017-09-19+10,00072,916 total
  • Award

    Stock Option (Right to Buy)

    2017-09-19+118,808287,205 total
    Exercise: $13.93From: 2017-09-19Exp: 2020-12-29Voting Common Stock (118,808 underlying)
Holdings
  • Voting Common Stock

    (indirect: By Trust)
    97,202
  • Voting Common Stock

    (indirect: By Trust)
    180,273
Footnotes (4)
  • [F1]Represents a performance restricted stock award granted to the reporting person under the Northeast Bancorp Amended and Restated 2010 Stock Option and Incentive Plan. The restricted shares vested upon approval by the Compensation Committee on September 19, 2017.
  • [F2]These shares are owned directly by the Richard Wayne Revocable Trust.
  • [F3]These shares are owned directly by the Richard Wayne Irrevocable Trust.
  • [F4]Represents amended and restated non-qualified performance-based stock option award granted to the reporting person under the Northeast Bancorp Amended and Restated 2010 Stock Option and Incentive Plan. The stock options vested upon approval by the Compensation Committee on September 19, 2017.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4