Allen Richard T 4
4 · BioCardia, Inc. · Filed Oct 5, 2017
Insider Transaction Report
Form 4
BioCardia, Inc.BCDA
Allen Richard T
VP, Quality Assurance
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-10-03−585,875→ 692,399 totalExercise: $0.15Exp: 2026-08-09→ Common Stock (585,875 underlying) - Exercise/Conversion
Common Stock
2017-10-03$0.15/sh+237,250$35,588→ 823,125 total - Exercise/Conversion
Common Stock
2017-10-03$0.15/sh+585,875$87,881→ 585,875 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-10-03−237,250→ 798,462 totalExercise: $0.15Exp: 2026-08-19→ Common Stock (237,250 underlying)
Footnotes (2)
- [F1]One-fourth of the shares subject to the option vest on December 1, 2016 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
- [F2]One-forty-eighth of the shares subject to the option vest on November 24, 2016 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.