CARVALHO ANTHONY 4
4 · YuMe Inc · Filed Dec 12, 2017
Insider Transaction Report
Form 4
YuMe IncYUME
CARVALHO ANTHONY
CHIEF FINANCIAL OFFICER
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-12-08−5,000→ 5,000 total→ Common Stock (5,000 underlying) - Exercise/Conversion
Common Stock
2017-12-08+5,000→ 127,542 total - Tax Payment
Common Stock
2017-12-08$3.77/sh−1,880$7,088→ 125,662 total
Footnotes (3)
- [F1]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. No shares have been sold. All of the shares reported as disposed on this Form 4 are withheld by the Issuer to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F3]The restricted stock units vest in four equal annual installments commencing on December 8, 2015. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.