⌘K

Login Start Free

Home/Filings/4/0001437749-17-020829

4//SEC Filing

BAILEY CLARKE H 4

Accession 0001437749-17-020829

CIK 0001108320other

View on SEC.gov Company Profile

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 11:39 AM ET

Size

12.3 KB

Accession

0001437749-17-020829

Insider Transaction Report

Form 4

Period: 2017-12-12

BAILEY CLARKE H

Director

Transactions

Exercise/Conversion
Common Shares
2017-12-12+37,594→ 212,796 total
Award
Stock Options
2013-05-13$2.19/sh+50,000$109,500→ 50,000 total
Exercise: $2.19From: 2013-11-13Exp: 2018-05-13→ Common Stock (50,000 underlying)
Award
Restricted Stock Unit
2017-12-13$1.60/sh+31,250$50,000→ 131,826 total
Exercise: $1.60From: 2018-12-13Exp: 2018-12-13→ Common Stock (31,250 underlying)
Award
Stock Options
2014-12-11$1.80/sh+50,576$91,037→ 100,576 total
Exercise: $1.80From: 2015-12-11Exp: 2024-12-11→ Common Stock (50,576 underlying)
Exercise/Conversion
Restricted Stock Unit
2017-12-12−37,594→ 0 total
Exercise: $1.33From: 2017-12-12Exp: 2017-12-12→ Common Stock (37,594 underlying)

Footnotes (1)

[F1]Transaction represents vested Restricted stock units converted into the issuer's common stock

Documents

1 file

4
rdgdoc.xmlPrimary
FORM 4

Issuer

SMTC CORP

CIK 0001108320

Entity typeother

Related Parties

1

filerCIK 0001186916

Filing Metadata

Form type: 4
Filed: Dec 17, 7:00 PM ET
Accepted: Dec 18, 11:39 AM ET
Size: 12.3 KB

View on SEC.gov