Chow Donald Sang 4
4 · CATHAY GENERAL BANCORP · Filed Jan 3, 2018
Insider Transaction Report
Form 4
CHOW DONALD SANG
EVP, Chief Credit Officer
Transactions
- Exercise/Conversion
Common Stock
2018-01-02+9,921→ 25,969 total - Tax Payment
Common Stock
2018-01-02$42.64/sh−3,902$166,381→ 22,067 total - Exercise/Conversion
Restricted Stock Units
2018-01-02−6,173→ 0 total→ Common Stock (6,173 underlying)
Footnotes (4)
- [F1]Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014.
- [F2]Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
- [F3]Of this previously reported target award of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
- [F4]Performance-based restricted stock units vested on December 31, 2017.