Home/Filings/4/A/0001437749-18-001603
4/A//SEC Filing

Allen Richard T 4/A

Accession 0001437749-18-001603

CIK 0000925741other

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 6:25 AM ET

Size

11.1 KB

Accession

0001437749-18-001603

Insider Transaction Report

Form 4/AAmended
Period: 2017-10-03
Allen Richard T
VP, Quality Assurance
Transactions
  • Exercise/Conversion

    Common Stock

    2017-10-03$0.15/sh+574,749$86,212574,749 total
  • Exercise/Conversion

    Common Stock

    2017-10-03$0.15/sh+232,842$34,926807,591 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2017-10-03574,749703,525 total
    Exercise: $0.15Exp: 2026-08-09Common Stock (574,749 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2017-10-03232,842802,870 total
    Exercise: $0.15Exp: 2026-08-19Common Stock (232,842 underlying)
Footnotes (4)
  • [F1]The Reporting Person incorrectly listed the number of shares acquired via option exercise and is filing this Form 4 to correct the amount acquired.
  • [F2]The Reporting Person incorrectly listed the number of shares exercised under the employee stock option and is filing this Form 4 to correct the amount acquired.
  • [F3]One-fourth of the shares subject to the option vest on December 1, 2016 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
  • [F4]One-forty-eighth of the shares subject to the option vest on November 24, 2016 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Documents

1 file

Issuer

BioCardia, Inc.

CIK 0000925741

Entity typeother

Related Parties

1
  • filerCIK 0001686153

Filing Metadata

Form type
4/A
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 6:25 AM ET
Size
11.1 KB