Allen Richard T 4/A
4/A · BioCardia, Inc. · Filed Feb 5, 2018
Insider Transaction Report
Form 4/AAmended
BioCardia, Inc.BCDA
Allen Richard T
VP, Quality Assurance
Transactions
- Exercise/Conversion
Common Stock
2017-10-03$0.15/sh+574,749$86,212→ 574,749 total - Exercise/Conversion
Common Stock
2017-10-03$0.15/sh+232,842$34,926→ 807,591 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-10-03−574,749→ 703,525 totalExercise: $0.15Exp: 2026-08-09→ Common Stock (574,749 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-10-03−232,842→ 802,870 totalExercise: $0.15Exp: 2026-08-19→ Common Stock (232,842 underlying)
Footnotes (4)
- [F1]The Reporting Person incorrectly listed the number of shares acquired via option exercise and is filing this Form 4 to correct the amount acquired.
- [F2]The Reporting Person incorrectly listed the number of shares exercised under the employee stock option and is filing this Form 4 to correct the amount acquired.
- [F3]One-fourth of the shares subject to the option vest on December 1, 2016 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
- [F4]One-forty-eighth of the shares subject to the option vest on November 24, 2016 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.