Home/Filings/4/0001437749-18-001849
4//SEC Filing

HUDES MICHAEL 4

Accession 0001437749-18-001849

CIK 0001415624other

Filed

Feb 6, 7:00 PM ET

Accepted

Feb 7, 8:08 AM ET

Size

16.3 KB

Accession

0001437749-18-001849

Insider Transaction Report

Form 4
Period: 2018-02-02
HUDES MICHAEL
Chief Revenue Officer
Transactions
  • Disposition from Tender

    Common Stock

    2018-02-0227,9650 total
  • Disposition to Issuer

    Restricted Stock Units

    2018-02-0224,3990 total
    Common Stock (24,399 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2018-02-0248,4470 total
    Common Stock (48,447 underlying)
  • Disposition to Issuer

    Stock Options (right to buy)

    2018-02-02250,2500 total
    Exercise: $4.68Exp: 2020-03-23Common Stock (250,250 underlying)
  • Disposition to Issuer

    Stock Options (right to buy)

    2018-02-0216,6660 total
    Exercise: $9.00Exp: 2023-08-05Common Stock (16,666 underlying)
  • Disposition to Issuer

    Stock Options (right to buy)

    2018-02-0230,0000 total
    Exercise: $5.28Exp: 2024-05-21Common Stock (30,000 underlying)
Footnotes (3)
  • [F1]Tendered into and disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following - (continued below)
  • [F2]Disposed of pursuant to the Merger Agreement, whereby each unvested restricted stock unit in Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive 1.2014 RhythmOne RSUs pursuant to the terms of the Merger Agreement.
  • [F3]Disposed of pursuant to the Merger Agreement, whereby each option to acquire Issuer Common Stock with an exercise price in excess of the Transaction Consideration Value was automatically cancelled.

Issuer

YuMe Inc

CIK 0001415624

Entity typeother

Related Parties

1
  • filerCIK 0001689460

Filing Metadata

Form type
4
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 8:08 AM ET
Size
16.3 KB