YuMe Inc·4

Feb 7, 1:48 PM ET

Habib Mitchell 4

4 · YuMe Inc · Filed Feb 7, 2018

Insider Transaction Report

Form 4
Period: 2018-02-02
Transactions
  • Disposition to Issuer

    Stock Options (right to buy)

    2018-02-0247,5000 total
    Exercise: $10.74Exp: 2023-07-17Common Stock (47,500 underlying)
  • Disposition from Tender

    Common Stock

    2018-02-0235,8030 total
  • Disposition to Issuer

    Stock Options (right to buy)

    2018-02-0231,2380 total
    Exercise: $5.10Exp: 2025-05-21Common Stock (31,238 underlying)
Footnotes (2)
  • [F1]Tendered into and disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following - (continued below)
  • [F2]Disposed of pursuant to the Merger Agreement, whereby each option to acquire Issuer Common Stock with an exercise price in excess of the Transaction Consideration Value was automatically cancelled.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4