4//SEC Filing
Dunfield Roger 4
Accession 0001437749-18-002597
CIK 0001108320other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 5:41 PM ET
Size
13.0 KB
Accession
0001437749-18-002597
Insider Transaction Report
Form 4
SMTC CORPSMTX
Transactions
- Exercise/Conversion
Common Stock
2018-02-12+31,746→ 59,524 total - Exercise/Conversion
Restricted Stock Units
2018-02-12−31,746→ 432,461 totalFrom: 2018-02-12Exp: 2018-02-12→ Common Stock (31,746 underlying) - Award
Employee Stock Option (Right to buy)
2017-05-15+335,929→ 464,207 totalExercise: $1.23Exp: 2027-05-15→ Common Stock (335,929 underlying) - Award
Restricted Stock Units
2016-12-12+25,376→ 128,278 totalFrom: 2019-12-12Exp: 2019-12-12→ Common Stock (25,376 underlying) - Award
Employee Stock Options
2016-12-12+71,156→ 102,902 totalExercise: $1.33Exp: 2027-05-15→ Common Stock (335,929 underlying)
Footnotes (3)
- [F1]This transaction represents the settlement of a restricted stock unit award granted on February 12, 2016 into shares of SMTC Corporation's common stock on its scheduled vesting date, and does not represent an open market purchase transaction.
- [F2]Restricted stock units convert into shares of SMTC Corporation's common stock on a one-for-one basis.
- [F3]The stock options become exercisable, if at all, in five one-fifth (20%) of the covered shares upon the average closing share price of SMTC Corporation's common stock on the NASDAQ Stock Market is above each of $2.00, $3.00, $4.00, $5.00 and $6.00 per share for a 90 day period, subject to continued employment by the holder with SMTC Corporation during such period.
Documents
Issuer
SMTC CORP
CIK 0001108320
Entity typeother
Related Parties
1- filerCIK 0001667479
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 5:41 PM ET
- Size
- 13.0 KB