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Almquist Gordon 4

4 · GIGA TRONICS INC · Filed Apr 3, 2018

Insider Transaction Report

Form 4
Period: 2017-08-03
GIGA TRONICS INCGIGA
Almquist Gordon
Director
Transactions
  • Award

    Common Stock- Restricted Share Award Agreement

    2017-08-03+26,000→ 155,500 total
  • Award

    Non-Qualified Stock Option

    2017-08-03+11,000→ 71,500 total
    Exercise: $0.85From: 2018-08-03Exp: 2027-08-03→ Common Stock (11,000 underlying)
  • Award

    Series E Senior Convertible Voting Perpetual Preferred Stock

    2018-03-26$25.00/sh+300$7,500→ 300 total
    From: 2018-03-26→ Common Stock (30,000 underlying)
Footnotes (4)
  • [F1]Restricted stock vests on the following schedule: At March 31, 2018, subject to Grantee's Continuous service with the Company, 100% of the Shares shall vest and become free of any restriction..
  • [F2]Each Series E Share is initially convertible 1 into 100 shares of the Company's common stock.
  • [F3]Options vest on the following schedule: 20% of the Shares vest at the first anniversary from the date of grant and 20% of the Shares on each successive anniversary thereafter.
  • [F4]Not applicable.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4