LOPKER KARL F 4
4 · QAD INC · Filed Apr 4, 2018
Insider Transaction Report
Form 4
QAD INCQADA, QADB
LOPKER KARL F
DirectorCEO10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock ($0.001 par value)
2018-04-02$8.96/sh+120,000$1,075,200→ 223,860 total - Disposition to Issuer
Class A Common Stock ($0.001 par value)
2018-04-02$41.65/sh−25,816$1,075,236→ 198,044 total - Exercise/Conversion
Class B Common Stock ($0.001 par value)
2018-04-02$8.96/sh+30,000$268,800→ 60,441 total - Tax Payment
Class A Common Stock ($0.001 par value)
2018-04-02$41.65/sh−41,488$1,727,975→ 156,556 total - Exercise/Conversion
Stock Appreciation Right (Right to Buy)
2018-04-02+120,000→ 0 totalExercise: $8.96From: 2011-06-01Exp: 2018-06-01→ Class A Common Stock (120,000 underlying) - Disposition to Issuer
Class B Common Stock ($0.001 par value)
2018-04-02$31.01/sh−8,669$268,826→ 51,772 total - Exercise/Conversion
Stock Appreciation Right (Right to Buy)
2018-04-02+30,000→ 0 totalExercise: $8.96From: 2011-06-01Exp: 2018-06-01→ Class B Common Stock (30,000 underlying)
Holdings
- 51,524(indirect: By Spouse)
Class B Common Stock ($0.001 par value)
- 5,020,095
Class A Common Stock ($0.001 par value)
- 156,207(indirect: By Spouse)
Class A Common Stock ($0.001 par value)
- 2,357,535
Class B Common Stock ($0.001 par value)