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4//SEC Filing

Westgate Mark 4

Accession 0001437749-18-007107

CIK 0000811212other

Filed

Apr 17, 8:00 PM ET

Accepted

Apr 18, 5:38 PM ET

Size

5.5 KB

Accession

0001437749-18-007107

Insider Transaction Report

Form 4
Period: 2018-04-16
Transactions
  • Disposition to Issuer

    Stock Options

    2018-04-1634,00020,000 total
    Exercise: $3.00Exp: 2028-12-31Common Stock (34,000 underlying)
Footnotes (2)
  • [F1]The option vests in two (2) installments. 13,500 shares on December 31, 2018 and 6,500 shares on December 31, 2019. Under the terms of the award agreement, no portion of the option may be exercised unless and until the stockholders of the Company approve the November 2017 amendment to our 2016 Equity Incentive Plan and only if such amendment is approved by the stockholders within one year of the adoption of the amendment.
  • [F2]34,000 shares of the stock options were cancelled by mutual agreement of the reporting person and Cesca Therapeutics Inc. The reporting person received no cash consideration for the cancellation.

Issuer

CESCA THERAPEUTICS INC.

CIK 0000811212

Entity typeother

Related Parties

1
  • filerCIK 0001347080

Filing Metadata

Form type
4
Filed
Apr 17, 8:00 PM ET
Accepted
Apr 18, 5:38 PM ET
Size
5.5 KB