4//SEC Filing
Kusmierz Katarzyna 4
Accession 0001437749-18-007691
CIK 0000922247other
Filed
Apr 24, 8:00 PM ET
Accepted
Apr 25, 4:02 PM ET
Size
10.9 KB
Accession
0001437749-18-007691
Insider Transaction Report
Form 4
CTD HOLDINGS INCCTDH
NOVIT, L.P.
10% Owner
Transactions
- Purchase
Warrant to Purchase Common Stock
2018-04-23+1,000,000→ 1,000,000 totalExercise: $0.25From: 2018-04-23Exp: 2025-04-23→ Common Stock (1,000,000 underlying) - Purchase
Series B Convertible Preferred Stock
2018-04-23+2,500→ 4,750 totalExercise: $0.25→ Common Stock (1,000,000 underlying)
Novit U.S., Inc.
10% Owner
Transactions
- Purchase
Series B Convertible Preferred Stock
2018-04-23+2,500→ 4,750 totalExercise: $0.25→ Common Stock (1,000,000 underlying) - Purchase
Warrant to Purchase Common Stock
2018-04-23+1,000,000→ 1,000,000 totalExercise: $0.25From: 2018-04-23Exp: 2025-04-23→ Common Stock (1,000,000 underlying)
Kusmierz Katarzyna
10% Owner
Transactions
- Purchase
Series B Convertible Preferred Stock
2018-04-23+2,500→ 4,750 totalExercise: $0.25→ Common Stock (1,000,000 underlying) - Purchase
Warrant to Purchase Common Stock
2018-04-23+1,000,000→ 1,000,000 totalExercise: $0.25From: 2018-04-23Exp: 2025-04-23→ Common Stock (1,000,000 underlying)
Footnotes (3)
- [F1]The Series B Convertible Preferred Stock ("Series B Preferred") will automatically convert into Common Stock on the date the Issuer effects an increase of its authorized shares of Common Stock and/or a reverse stock split so that it has a sufficient number of authorized and unissued shares of Common Stock to permit the conversion or exercise, as applicable of all outstanding shares of Series B Preferred, warrants, options and other convertible securities of the Issuer.
- [F2]The reported securities consist of 2,500 "Units" purchased by the reporting person for $100 per Unit. Each Unit consists of one share of Series B Preferred and warrants to purchase 400 shares of Common Stock.
- [F3]Represents securities directly owned by Novit, L.P. ("Novit"). Each of the other Reporting Persons are indirect beneficial owners of such securities as follows: Novit U.S., Inc. is the general partner of Novit, and Katarzyna Kusmierz is the trustee of the NAP Trust, which indirectly owns all of the outstanding partnership interests in Novit.
Documents
Issuer
CTD HOLDINGS INC
CIK 0000922247
Entity typeother
Related Parties
1- filerCIK 0001648828
Filing Metadata
- Form type
- 4
- Filed
- Apr 24, 8:00 PM ET
- Accepted
- Apr 25, 4:02 PM ET
- Size
- 10.9 KB