KONA GRILL INC·4

May 11, 5:42 PM ET

Bakay Berke 4

4 · KONA GRILL INC · Filed May 11, 2018

Insider Transaction Report

Form 4
Period: 2018-05-04
Bakay Berke
Director10% Owner
Transactions
  • Purchase

    Common Stock

    2018-05-04$1.78/sh+492,997$880,000492,997 total
Holdings
  • Common Stock

    (indirect: By Trust)
    152,602
  • Common Stock

    (indirect: By BBS Capital Fund, LP)
    1,330,000
Footnotes (2)
  • [F1]Shares held by the Bakay Family Trust for the benefit of the Reporting Person's children
  • [F2]On May 2, 2018, Kona Grill, Inc. (the "Company") entered into a Subscription Agreement with the Reporting Person, pursuant to which the Reporting Person agreed to acquire 492,997 shares of the Company's common stock at a purchase price of $1.785 per share, which is equal to 105% of the most recent closing bid price of the Company's common stock prior to entry into the Subscription Agreement. The transaction closed on May 4, 2018.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    BAKAY FORM 4 (5-4-18)