Carrazza Michael A. 4
4 · PATRIOT NATIONAL BANCORP INC · Filed May 29, 2018
Insider Transaction Report
Form 4
Carrazza Michael A.
Director10% Owner
Transactions
- Other
Common Stock
2018-03-18+325,000→ 2,520,000 total(indirect: By LLC)
Holdings
- 7,330(indirect: Solaia Capital Management Profit Sharing Plan FBO Michael A. Carrazza)
Common Stock
- 22,431
Common Stock
Footnotes (2)
- [F1]On March 18, 2018, PNBK Holdings LLC ("Holdings"), PNBK Sponsor LLC ("Sponsor"), the Reporting Person (together with Holding and Sponsor, the "PNBK Parties") and Fabrizio Arengi Bentivoglio ("Bentivoglio") entered into an agreement, pursuant to which the voting and dispositive power of 325,000 shares was returned to the PNBK Parties by Bentivoglio.
- [F2]The Reporting Person is the managing member of Sponsor, which is the managing member of Holdings; therefore, the Reporting Person may be deemed to indirectly beneficially own the shares directly owned by Holdings.