GIGA TRONICS INC·4

Aug 20, 5:27 PM ET

Ursprung Timothy Frederick 4

4 · GIGA TRONICS INC · Filed Aug 20, 2018

Insider Transaction Report

Form 4
Period: 2018-07-03
Ursprung Timothy Frederick
VP of Sales & Marketing
Transactions
  • Award

    Non-Qualified Stock Option

    2018-07-03+200,000200,000 total
    Exercise: $0.32From: 2019-07-03Exp: 2028-07-03Common Stock (200,000 underlying)
  • Award

    Series E Senior Convertible Voting Perpetual Preferred Stock

    2018-08-01$25.00/sh+200$5,000600 total
    From: 2018-08-01Common Stock (20,000 underlying)
Footnotes (3)
  • [F1]Each Series E Share is initially convertible 1 into 100 shares of the Company's common stock.
  • [F2]Options vest on the following schedule: 25% vesting on the first anniversary of his employment and the remaining portion vesting at the rate of 1/48th per month thereafter.
  • [F3]Not applicable

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4