4//SEC Filing
BAILEY CLARKE H 4
Accession 0001437749-18-016458
CIK 0001108320other
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 12:20 PM ET
Size
10.2 KB
Accession
0001437749-18-016458
Insider Transaction Report
Form 4
SMTC CORPSMTX
BAILEY CLARKE H
Director
Transactions
- Exercise/Conversion
Common Stock
2018-08-28$2.25/sh+104,181$234,407→ 366,977 total - Award
Stock Options
2014-12-11+50,576→ 50,576 totalExercise: $1.80From: 2015-12-11Exp: 2024-12-11→ Common Stock (50,576 underlying) - Award
Restricted Stock Unit
2017-12-13+31,250→ 31,250 totalExercise: $1.60From: 2018-12-13Exp: 2018-12-13→ Common Stock (31,250 underlying) - Exercise/Conversion
Subscription Rights (right to buy)
2018-08-28+104,181→ 0 totalExercise: $2.25From: 2018-07-23Exp: 2018-08-28→ Common Stock (104,181 underlying)
Footnotes (1)
- [F1]Transaction represents 104,181 common shares acquired via the rights offering for a purchase price of $2.25 a share.
Documents
Issuer
SMTC CORP
CIK 0001108320
Entity typeother
Related Parties
1- filerCIK 0001186916
Filing Metadata
- Form type
- 4
- Filed
- Aug 30, 8:00 PM ET
- Accepted
- Aug 31, 12:20 PM ET
- Size
- 10.2 KB