BAILEY CLARKE H 4
4 · SMTC CORP · Filed Aug 31, 2018
Insider Transaction Report
Form 4
SMTC CORPSMTX
BAILEY CLARKE H
Director
Transactions
- Exercise/Conversion
Common Stock
2018-08-28$2.25/sh+104,181$234,407→ 366,977 total - Award
Stock Options
2014-12-11+50,576→ 50,576 totalExercise: $1.80From: 2015-12-11Exp: 2024-12-11→ Common Stock (50,576 underlying) - Award
Restricted Stock Unit
2017-12-13+31,250→ 31,250 totalExercise: $1.60From: 2018-12-13Exp: 2018-12-13→ Common Stock (31,250 underlying) - Exercise/Conversion
Subscription Rights (right to buy)
2018-08-28+104,181→ 0 totalExercise: $2.25From: 2018-07-23Exp: 2018-08-28→ Common Stock (104,181 underlying)
Footnotes (1)
- [F1]Transaction represents 104,181 common shares acquired via the rights offering for a purchase price of $2.25 a share.