|4Sep 4, 1:33 PM ET

Peach Zita 4

4 · AIRXPANDERS INC · Filed Sep 4, 2018

Insider Transaction Report

Form 4
Period: 2018-08-30
Peach Zita
Director
Transactions
  • Exercise of In-Money

    Common Stock A

    2018-08-30$0.16/sh+26,042$4,16753,820 total(indirect: J PEACH SUPER FUND A/C, in which Zita Peach has a beneficial interest.)
  • Exercise of In-Money

    Rights Offering (right to buy)

    2018-08-3026,0420 total(indirect: J PEACH SUPER FUND A/C, in which Zita Peach has a beneficial interest.)
    Exercise: $0.16From: 2018-08-13Exp: 2018-08-22Common Stock A (26,042 underlying)
Footnotes (2)
  • [F1]Purchase of 78,125 Chess Depository Instruments (CDIs) held in J PEACH SUPER FUND A/C, in which Zita Peach has a beneficial interest. CDIs are units of beneficial ownership in our shares of Common Stock held by CHESS Depositary Nominees Pty Limited, or CDN, a wholly-owned subsidiary of ASX Limited, the company that operates the Australian Securities Exchange. The CDIs are convertible to Common Stock A on a 3-for-1 basis.
  • [F2]Price per CDI of $0.075 and an AUS dollar to US dollar exchange rate of 0.727

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4