AVALON HOLDINGS CORP·4

Nov 13, 9:21 AM ET

Gramley Kurtis Dean 4

4 · AVALON HOLDINGS CORP · Filed Nov 13, 2018

Insider Transaction Report

Form 4
Period: 2018-11-09
Transactions
  • Sale

    Common Stock

    2018-11-09$4.63/sh1,001$4,63513,379 total
  • Sale

    Common Stock

    2018-11-09$4.60/sh4,229$19,4539,150 total
  • Sale

    Common Stock

    2018-11-09$4.52/sh900$4,0687,718 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2018-11-0915,00075,000 total
    Exercise: $2.48From: 2010-03-01Exp: 2020-03-01Class A Common Stock (15,000 underlying)
  • Exercise/Conversion

    Common Stock

    2018-11-09$2.48/sh+15,000$37,20015,000 total
  • Sale

    Common Stock

    2018-11-09$4.65/sh307$1,42814,693 total
  • Sale

    Common Stock

    2018-11-09$4.64/sh313$1,45214,380 total
  • Sale

    Common Stock

    2018-11-09$4.55/sh532$2,4218,618 total
  • Sale

    Common Stock

    2018-11-09$4.50/sh7,718$34,7310 total
Footnotes (3)
  • [F1]The shares sold were acquired contemporaneously upon the cashless exercise of a stock option at an exercise price of $2.48 per share.
  • [F2]The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person on August 31, 2018.
  • [F3]The date indicated is the grant date and the options vest in five equal installments beginning one year from the grant date. At the end of each vesting period, the Avalon Holdings Corporation Class A common stock must reach a predetermined market price within three years before the vested options are exercisable.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4