Joseph Mahady M 4
4 · WINDTREE THERAPEUTICS INC /DE/ · Filed Nov 23, 2018
Insider Transaction Report
Form 4
MAHADY JOSEPH M
Director
Transactions
- Conversion
Series A Convertible Preferred Stock
2018-11-21−17→ 0 totalExercise: $27.40→ Common Stock (850 underlying) - Conversion
Common Stock
2018-11-21+850→ 1,160 total
Footnotes (3)
- [F1]Series A Convertible Preferred Stock (Preferred Stock) originally acquired in a unit offering consisting of Preferred Stock and a warrant at a unit price of $1,495. Each unit consists of one share of Series A Convertible Preferred Stock, which is convertible without additional consideration into 50 shares of the Company's common stock, and 50 Series A-1 seven-year warrants.
- [F2]Adjusted to reflect 1-for-20 reverse stock split effective December 22, 2017.
- [F3]Series A Convertible Preferred Stock was immediately convertible and had no expiration date.