4//SEC Filing
PEACOCK BRUCE 4
Accession 0001437749-18-021249
CIK 0000946486other
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 9:47 PM ET
Size
7.1 KB
Accession
0001437749-18-021249
Insider Transaction Report
Form 4
PEACOCK BRUCE
Director
Transactions
- Conversion
Series A Convertible Preferred Stock
2018-11-21−17→ 0 totalExercise: $27.40→ Common Stock (850 underlying) - Conversion
Common Stock
2018-11-21+850→ 1,160 total
Footnotes (3)
- [F1]Series A Convertible Preferred Stock (Preferred Stock) originally acquired in a unit offering consisting of Preferred Stock and a warrant at a unit price of $1,495. Each unit consists of one share of Series A Convertible Preferred Stock, which is convertible without additional consideration into 50 shares of the Company's common stock, and 50 Series A-1 seven-year warrants.
- [F2]Adjusted to reflect 1-for-20 reverse stock split effective December 22, 2017.
- [F3]Series A Convertible Preferred Stock was immediately convertible and had no expiration date.
Documents
Issuer
WINDTREE THERAPEUTICS INC /DE/
CIK 0000946486
Entity typeother
Related Parties
1- filerCIK 0001228459
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 9:47 PM ET
- Size
- 7.1 KB