BUTTERFIELD STEPHEN F 4

Accession 0001437749-18-021971

CIK 0001258602other

View on SEC.gov Company Profile

Filed

Dec 12, 7:00 PM ET

Accepted

Dec 13, 4:22 PM ET

Size

43.9 KB

Accession

0001437749-18-021971

Insider Transaction Report

Form 4

Period: 2018-04-04

NELNET INCNNI

BUTTERFIELD STEPHEN F

Director

Transactions

Gift
Class B Common Stock
2018-04-04−16,808→ 33,617 total(indirect: By Trust)
Gift
Class B Common Stock
2018-04-04+16,808→ 16,808 total(indirect: By adult son)
Gift
Class B Common Stock
2018-04-13−300→ 33,317 total(indirect: By Trust)
Gift
Class B Common Stock
2018-04-13+100→ 100 total(indirect: By adult son as UTMA custodian for granddaughter)
Gift
Class B Common Stock
2018-04-13+100→ 100 total(indirect: By adult son as UTMA custodian for grandson)
Gift
Class B Common Stock
2018-04-13+100→ 100 total(indirect: By adult son as UTMA custodian for grandson)
Gift
Class B Common Stock
2018-04-13−100→ 50,325 total(indirect: By Trust)
Gift
Class B Common Stock
2018-04-13+100→ 100 total(indirect: By adult son)
Gift
Class B Common Stock
2018-04-13−100→ 50,325 total(indirect: By Trust)
Gift
Class B Common Stock
2018-04-13+100→ 100 total(indirect: By adult son)
Gift
Class B Common Stock
2018-04-13−100→ 50,325 total(indirect: By Trust)
Gift
Class B Common Stock
2018-04-13+100→ 100 total(indirect: By Spouse)
Gift
Class B Common Stock
2018-04-13−100→ 50,325 total(indirect: By Trust)
Gift
Class B Common Stock
2018-04-13+100→ 100 total(indirect: By Spouse)

Holdings

Class B Common Stock
881,077
Class B Common Stock
(indirect: By Spouse)
70,586
Class B Common Stock
(indirect: By GRAT)
76,521
Class B Common Stock
(indirect: By GRAT)
88,385
Class B Common Stock
(indirect: By GRAT)
82,947
Class B Common Stock
(indirect: By GRAT)
95,787
Class B Common Stock
(indirect: By GRAT)
82,947
Class B Common Stock
(indirect: By GRAT)
95,787
Class B Common Stock
(indirect: By GRAT)
99,259
Class B Common Stock
(indirect: By GRAT)
76,521
Class B Common Stock
(indirect: By GRAT)
88,385
Class B Common Stock
(indirect: By GRAT)
92,327
Class B Common Stock
(indirect: By GRAT)
94,288
Class B Common Stock
(indirect: By GRAT)
100,000
Class B Common Stock
(indirect: By corporation)
1,586,691
Class B Common Stock
(indirect: By CLAT)
61,941

Footnotes (26)

[F1]On April 4, 2018, a trust of which an adult son of the reporting person is the beneficiary distributed 16,808 shares to such adult son of the reporting person.
[F10]On April 13, 2018, a trust of which another son of the reporting person is the beneficiary distributed 100 shares to the reporting person's spouse as custodian under the Uniform Transfers to Minors Act for such son of the reporting person.
[F11]Shares held by a trust, of which another son of the reporting person is the beneficiary.
[F12]Includes 135,332 shares held by the Stephen F. Butterfield Revocable Living Trust, the agreement for which was revocable by the reporting person while he was living. As noted in the Remarks below, the reporting person passed away on April 16, 2018.
[F13]Shares held by a grantor retained annuity trust ("GRAT") dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F14]Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F15]Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F16]Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F17]Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F18]Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F19]Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F2]Shares held by a trust, of which an adult son of the reporting person is the beneficiary. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F20]Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F21]Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F22]Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F23]Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F24]Shares held by a separate GRAT dated December 18, 2015. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F25]Shares held by Union Financial Services, Inc. ("UFS"), of which the reporting person was a director and president and owned 50.0% of the outstanding capital stock. The reporting person reported beneficial ownership of all the shares held by UFS, but disclaimed beneficial ownership of the shares held by UFS except to the extent of his pecuniary interest therein.
[F26]Shares held by a charitable lead annuity trust ("CLAT") established by the reporting person, of which CLAT the descendants of the reporting person are remainder beneficiaries. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F3]On April 13, 2018, a trust of which an adult son of the reporting person is the beneficiary distributed a total of 300 shares to such adult son as custodian under the Uniform Transfers to Minors Act for the granddaughter and two grandsons of the reporting person, in increments of 100 shares for each of the granddaughter and the two grandsons.
[F4]On April 13, 2018, a trust of which another adult son of the reporting person is the beneficiary distributed 100 shares to such adult son of the reporting person.
[F5]Shares held by a trust, of which another adult son of the reporting person is the beneficiary. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F6]On April 13, 2018, a trust of which another adult son of the reporting person is the beneficiary distributed 100 shares to such adult son of the reporting person.
[F7]Shares held by a trust, of which another adult son of the reporting person is the beneficiary. The reporting person reported beneficial ownership of all the shares held by the trust, but disclaimed beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
[F8]On April 13, 2018, a trust of which the daughter of the reporting person is the beneficiary distributed 100 shares to the reporting person's spouse as custodian under the Uniform Transfers to Minors Act for such daughter of the reporting person.
[F9]Shares held by a trust, of which the daughter of the reporting person is the beneficiary.

Documents

1 file

4
rdgdoc.xmlPrimary
FORM 4

Issuer

NELNET INC

CIK 0001258602

→

Entity typeother

Related Parties

filerCIK 0001269793

Filing Metadata

Form type: 4
Filed: Dec 12, 7:00 PM ET
Accepted: Dec 13, 4:22 PM ET
Size: 43.9 KB

View on SEC.gov