WASZAK STEVEN M 4
4 · SMTC CORP · Filed Dec 31, 2018
Insider Transaction Report
Form 4
SMTC CORPSMTX
WASZAK STEVEN M
Chief Financial Officer
Transactions
- Purchase
Common Stock
2018-12-27$3.80/sh+1,500$5,700→ 4,500 total
Holdings
- 335,929
Employee Stock Option (right to buy)
Exercise: $2.07Exp: 2027-05-15→ Common Stock (335,929 underlying)
Footnotes (1)
- [F1]The stock option becomes exercisable, if at all, in five one-fifth (20%) of the covered shares upon the average closing share price of the SMTC Corporation common stock on the NASDAQ Stock Market is above each of $2.50, $3.00, $4.00, $5.00 and $6.00 per share for a 90 day period, subject to continued employment by the holder with SMTC Corporation during such period.