Gabrielson Sharon 4

4 · CATASYS, INC. · Filed Jan 11, 2019

Form 4

Period: 2018-12-19

Director

Transactions

Award
Stock Option to purchase Common Stock
2018-12-19+35,647→ 35,647 total
Exercise: $10.11Exp: 2023-12-19→ Common Stock (35,647 underlying)
Award
Stock Option to purchase Common Stock
2019-01-04+49,904→ 49,904 total
Exercise: $9.51Exp: 2024-01-03→ Common Stock (49,904 underlying)

Footnotes (3)

[F1]These options were granted to Ms. Gabrielson for her services as a member of the Company's Board of Directors.
[F2]These options have a one-year vesting period out of which 7,130 shares vested on December 19, 2018, the grant date, and 28,517 shares shall vest at the end of each calendar quarter for the 2019 calendar year beginning January 1, 2019, such that all shares shall vest on December 31, 2019. Quarterly vesting of the option will be subject to Ms. Gabrielson attending board meetings, unless such absence is excused by the Chairman of the Board of Directors. All unvested options will immediately vest in the event of termination without cause.
[F3]These options will vest equally over seven quarters beginning January 1, 2020, such that all shares shall vest on September 30, 2021. Quarterly vesting of the options will be subject to Ms. Gabrielson attending board meetings, unless such absence is excused by the Chairman of the Board of Directors. All unvested options will immediately vest in the event of termination without cause.

Documents

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