CONCIERGE TECHNOLOGIES INC·4

Feb 8, 6:11 PM ET

Gerber Nicholas Daniel 4

4 · CONCIERGE TECHNOLOGIES INC · Filed Feb 8, 2019

Insider Transaction Report

Form 4
Period: 2019-02-07
Gerber Nicholas Daniel
DirectorCEO and Chairman of the Board10% Owner
Transactions
  • Conversion

    Series B Voting, Convertible Preferred Stock

    2019-02-08383,9190 total(indirect: .)
    From: 2017-09-16Common Stock (7,678,380 underlying)
  • Conversion

    Common Stock

    2019-02-07+7,678,38018,130,015 total(indirect: .)
Footnotes (4)
  • [F1]On February 7, 2019, the Reporting Person converted an aggregate 383,919 Series B Voting, Convertible Preferred Stock into 7,678,380 shares of common stock. The cost basis of the conversion is $0.00 per share. The Company completed a 1:30 reverse stock split on December 15, 2017 (the "Reverse Split"). The amount of securities beneficially owned reflects the Reverse Split.
  • [F2]By Nicholas and Melinda Gerber Living Trust. Nicholas Gerber and Melinda Gerber have voting dispositive control over the shares beneficially owned by the Nicholas and Melinda Gerber Living Trust.
  • [F3]Each share of the Series B Voting, Convertible Preferred Stock is convertible into 20 shares of common stock.
  • [F4]These derivatives do not expire.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4