Tai Pin 4

4 · CATHAY GENERAL BANCORP · Filed Mar 5, 2019

Form 4

Period: 2019-03-01

EVP, Deputy CLO, Cathay Bank

Transactions

Award
Restricted Stock Units
2019-03-01+8,154→ 8,154 total
→ Common Stock (8,154 underlying)
Exercise/Conversion
Common Stock
2019-03-01+12,758→ 53,742 total
Exercise/Conversion
Restricted Stock Units
2019-03-01−1,675→ 3,349 total
From: 2019-03-01→ Common Stock (1,675 underlying)
Tax Payment
Common Stock
2019-03-01$38.36/sh−4,412$169,244→ 49,330 total
Exercise/Conversion
Common Stock
2019-03-01+1,675→ 51,005 total
Tax Payment
Common Stock
2019-03-01$38.36/sh−580$22,249→ 50,425 total
Exercise/Conversion
Restricted Stock Units
2019-03-01−7,918→ 0 total
→ Common Stock (7,918 underlying)

Holdings

Footnotes (7)

[F1]Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015.
[F2]Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
[F3]Of the previously reported target award of 7,918 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
[F4]Performance-based restricted stock units vested on December 31, 2018.
[F5]Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
[F6]Reporting Person was granted 5,024 restricted stock units on March 1, 2018, with a vesting schedule of 3 annual equal installments beginning March 1, 2019, or earlier in the event of death, disability, retirement, or change in control.
[F7]These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 1, 2020, or earlier in the event of death, disability, retirement, or change in control.

Documents

1 file