4//SEC Filing
SALIG ELI 4
Accession 0001437749-19-004253
CIK 0001023844other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 7:48 PM ET
Size
22.3 KB
Accession
0001437749-19-004253
Insider Transaction Report
Form 4
SALIG ELI
Director
Transactions
- Exercise/Conversion
Common Stock
2019-02-12+25,000→ 25,000 total - Exercise/Conversion
Common Stock
2019-02-13+25,000→ 53,495 total - Exercise/Conversion
Common Stock
2019-02-13+7,098→ 60,593 total - Award
Restricted Stock Units
2018-02-12+10,593→ 60,593 total→ Common Stock (10,593 underlying) - Exercise/Conversion
Restricted Stock Units
2019-02-13−25,000→ 7,098 total→ Common Stock (25,000 underlying) - Exercise/Conversion
Common Stock
2019-02-12+3,495→ 28,495 total - Award
Restricted Stock Units
2018-02-12+50,000→ 50,000 total→ Common Stock (50,000 underlying) - Exercise/Conversion
Restricted Stock Units
2019-02-12−25,000→ 35,593 total→ Common Stock (25,000 underlying) - Exercise/Conversion
Restricted Stock Units
2019-02-12−3,495→ 32,098 total→ Common Stock (3,495 underlying) - Exercise/Conversion
Restricted Stock Units
2019-02-13−7,098→ 0 total→ Common Stock (7,098 underlying)
Footnotes (8)
- [F1]Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F3]The restricted stock units vest in two equal annual installments beginning February 12, 2019. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule. The Company's Board of Directors approved accelerated vesting of the remaining shares on February 13, 2019.
- [F4]The restricted stock units vest in three equal annual installments beginning February 12, 2019. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule. The Company's Board of Directors approved accelerated vesting of the remaining shares on February 13, 2019.
- [F5]On February 12, 2018, the reporting person was granted 50,000 restricted stock units. These stock units vest in two equal annual installments beginning February 12, 2019.
- [F6]On February 12, 2018, the reporting person was granted 10,593 restricted stock units. These stock units vest in three equal annual installments beginning February 12, 2019.
- [F7]On February 12, 2018, the reporting person was granted 50,000 restricted stock units. The Company's Board of Directors approved accelerated vesting of the remaining shares on February 13, 2019.
- [F8]On February 12, 2018, the reporting person was granted 10,593 restricted stock units. The Company's Board of Directors approved accelerated vesting of the remaining shares on February 13, 2019.
Documents
Issuer
NATIONAL HOLDINGS CORP
CIK 0001023844
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0001062570
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 7:48 PM ET
- Size
- 22.3 KB