Tai Pin 4
4 · CATHAY GENERAL BANCORP · Filed Mar 29, 2019
Insider Transaction Report
Form 4
Tai Pin
EVP, Deputy CLO, Cathay Bank
Transactions
- Exercise/Conversion
Common Stock
2019-03-27+1,298→ 51,723 total - Exercise/Conversion
Restricted Stock Units
2019-03-27−1,298→ 1,297 totalFrom: 2019-03-27→ Common Stock (1,298 underlying)
Holdings
- 893.25(indirect: By ESOP)
Common Stock
Footnotes (3)
- [F1]Includes 7.503 shares acquired through dividend reinvestment year-to-date
- [F2]Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
- [F3]On March 27, 2017, the Issuer awarded 3,893 restricted stock units to the Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,298 restricted stock units vested on March 27, 2018, the second installment of 1,298 restricted stock units vested on March 27, 2019, and the last installment of 1,297 restricted stock units will vest on March 27, 2020, or earlier in the event of death, disability, retirement or change in control.