4//SEC Filing
MIDOCEAN ASSOCIATES SPC 4
Accession 0001437749-19-007238
CIK 0001611647other
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 8:27 AM ET
Size
14.0 KB
Accession
0001437749-19-007238
Insider Transaction Report
Form 4
Freshpet, Inc.FRPT
MIDOCEAN PARTNERS III-D L P
10% Owner
Transactions
- Award
Common Stock
2019-04-01+1,655→ 3,296,308 total(indirect: See)
MidOcean US Advisor, L.P.
10% Owner
Transactions
- Award
Common Stock
2019-04-01+1,655→ 3,296,308 total(indirect: See)
MIDOCEAN ASSOCIATES SPC
10% Owner
Transactions
- Award
Common Stock
2019-04-01+1,655→ 3,296,308 total(indirect: See)
ULTRAMAR CAPITAL LTD
10% Owner
Transactions
- Award
Common Stock
2019-04-01+1,655→ 3,296,308 total(indirect: See)
MIDOCEAN PARTNERS III L P
10% Owner
Transactions
- Award
Common Stock
2019-04-01+1,655→ 3,296,308 total(indirect: See)
MIDOCEAN PARTNERS III-A L P
10% Owner
Transactions
- Award
Common Stock
2019-04-01+1,655→ 3,296,308 total(indirect: See)
VIRTUE J EDWARD
10% Owner
Transactions
- Award
Common Stock
2019-04-01+1,655→ 3,296,308 total(indirect: See)
Footnotes (2)
- [F1]2,030,000 shares of Common Stock are held by MidOcean Partners III, L.P. 1,079,226 shares of Common Stock are held by MidOcean Partners III-A, L.P. and 173,094 shares of Common Stock are held by MidOcean III-D, L.P. (collectively, the "MidOcean Entities"). MidOcean Associates, SPC by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III ("Associates") is the General Partner of each of the MIdOcean Entities. MidOcean US Advisor, L.P. ("US Advisor") provides investment advisory services to each of the MidOcean Entities and Associates, and has received 13,988 shares of restricted Common Stock that were awarded to US Advisor under the Issuer's 2014 Omnibus Incentive Plan for director services provided by Jonathan Marlow.
- [F2]Continued from footnote 1) an employee of MidOcean Partners. 12,333 of the shares of restricted Common Stock held by US Advisor have vested, with the remaining 1,655 shares to vest on the first anniversary of the grant date, subject to the continued service of Jonathan Marlow (or another appointee of MidOcean Partners) on the Board of Directors of the Issuer at such date. J. Edward Virtue indirectly controls the shares of common stock held by the MidOcean Entities and the restricted Common Stock held by US Advisor. Accordingly, Associates, US Advisor and Mr. Virtue may be deemed to have beneficial ownership of the shares of common stock held by the MidOcean Entities and Mr. Virtue may be deemed to have beneficial ownership of the shares of restricted Common Stock held by US Advisor. Each of Associates, US Advisor and Mr. Virtue disclaim beneficial ownership of the shares owned of record by any other person or entity except to the extent of their pecuniary interest therein
Documents
Issuer
Freshpet, Inc.
CIK 0001611647
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001268107
Filing Metadata
- Form type
- 4
- Filed
- Apr 15, 8:00 PM ET
- Accepted
- Apr 16, 8:27 AM ET
- Size
- 14.0 KB