4//SEC Filing
Argand Partners, LP 4
Accession 0001437749-19-008457
CIK 0001703956other
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 7:24 PM ET
Size
8.5 KB
Accession
0001437749-19-008457
Insider Transaction Report
Form 4
Argand Partners, LP
10% Owner
Transactions
- Disposition to Issuer
Warrants
2019-04-29−10,822,500→ 0 total(indirect: See footnotes)→ Common Stock (10,822,500 underlying) - Award
Common Stock
2019-04-29+1,664,500→ 13,852,138 total(indirect: See Footnotes)
Footnotes (3)
- [F1]CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. CFLL Sponsor is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Sponsor.
- [F2]6,067,825 of such shares are held by CFLL Sponsor and 7,784,313 of such shares are held by CFLL Holdings, LLC ("CFLL Holdings"). Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the CFLL Sponsor and CFLL Holdings, share voting and investment discretion with respect to the common stock held by CFLL Sponsor, and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. CFLL Sponsor and CFLL Holdings are 100% owned by funds managed by the Reporting Person. Investment decisions made by the Reporting Person require the unanimous approval of its investment committee, which is comprised of Messrs. Morgan and Osman and Ms. Faust.
- [F3]The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share.
Documents
Issuer
Concrete Pumping Holdings, Inc.
CIK 0001703956
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001760988
Filing Metadata
- Form type
- 4
- Filed
- Apr 30, 8:00 PM ET
- Accepted
- May 1, 7:24 PM ET
- Size
- 8.5 KB