Stevens Brent M 4

4 · Concrete Pumping Holdings, Inc. · Filed May 16, 2019

Insider Transaction Report

Form 4
Period: 2019-05-14
Stevens Brent M
Director10% Owner
Transactions
  • Purchase

    Common Stock

    2019-05-14$4.50/sh+1,000,000$4,500,0001,000,000 total
Holdings
  • Common Stock

    (indirect: By BBCP Investors)
    11,005,275
Footnotes (2)
  • [F1]The Reporting Person purchased shares from the underwriters in connection with the Issuer's follow-on public offering of common stock at the public offering price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended.
  • [F2]The securities are held directly by BBCP Investors, LLC ("BBCP Investors"), which is wholly owned by PGP Investors, LLC. M. Brent Stevens is the Manager of PGP Advisors, LLC, which is the manager of PGP Manager, LLC, which is the manager of PGP Investors, LLC. Mr. Stevens has the power to vote and dispose the securities, and thus may be deemed to beneficially own the securities held by BBCP Investors. Mr. Stevens and the other entities disclaim beneficial ownership of such securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that Mr. Stevens or any entity is the beneficial owner of the securities for purposes of Section 16 or any other purpose.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4