Argand Partners, LP 4
4 · Concrete Pumping Holdings, Inc. · Filed May 16, 2019
Insider Transaction Report
Form 4
Argand Partners, LP
10% Owner
Transactions
- Purchase
Common Stock
2019-05-14$4.50/sh+1,625,000$7,312,500→ 15,477,138 total(indirect: See Footnote)
Footnotes (2)
- [F1]CFLL Holdings, LLC ("CFLL Holdings") purchased shares from the underwriters in connection with the Issuer's follow-on public offering of common stock at the public offering price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended.
- [F2]CFLL Holdings is the beneficial owner of the shares reported herein. Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of CFLL Holdings and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. CFLL Holdings is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Holdings. Investment decisions made by the Reporting Person require the unanimous approval of its investment committee, which is comprised of Messrs. Morgan and Osman and Ms. Faust.