⌘K

Login Start Free

Home/Filings/4/0001437749-19-010422

4//SEC Filing

Michelet Hans Peter 4

Accession 0001437749-19-010422

CIK 0001421517other

View on SEC.gov Company Profile

Filed

May 16, 8:00 PM ET

Accepted

May 17, 9:56 PM ET

Size

24.8 KB

Accession

0001437749-19-010422

Insider Transaction Report

Form 4

Period: 2019-05-15

Energy Recovery, Inc.ERII

Michelet Hans Peter

DirectorExecutive Chairman

Transactions

Exercise/Conversion
Common Stock
2019-05-15$3.53/sh+18,365$64,828→ 18,365 total
Exercise/Conversion
Common Stock
2019-05-16$3.53/sh+26,091$92,101→ 26,091 total
Exercise/Conversion
Common Stock
2019-05-17$5.43/sh+3,447$18,717→ 3,447 total
Exercise/Conversion
Stock Option (Right to Buy)
2019-05-15−18,365→ 26,091 total
Exercise: $3.53Exp: 2020-06-13→ Common Stock (18,365 underlying)
Sale
Common Stock
2019-05-15$11.00/sh−18,365$202,032→ 0 total
Sale
Common Stock
2019-05-16$10.85/sh−39,880$432,869→ 0 total
Sale
Common Stock
2019-05-17$10.49/sh−40,769$427,814→ 0 total
Exercise/Conversion
Stock Option (Right to Buy)
2019-05-16−13,789→ 3,447 total
Exercise: $5.43Exp: 2020-06-13→ Common Stock (13,789 underlying)
Exercise/Conversion
Common Stock
2019-05-16$5.43/sh+13,789$74,874→ 39,880 total
Exercise/Conversion
Common Stock
2019-05-17$7.31/sh+37,322$272,824→ 40,769 total
Exercise/Conversion
Stock Option (Right to Buy)
2019-05-16−26,091→ 0 total
Exercise: $3.53Exp: 2020-06-13→ Common Stock (26,091 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2019-05-17−3,447→ 0 total
Exercise: $5.43Exp: 2020-06-13→ Common Stock (3,447 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2019-05-17−37,322→ 157,962 total
Exercise: $7.31Exp: 2020-06-13→ Common Stock (37,322 underlying)

Footnotes (4)

[F1]This figure is the weighted average sales price of multiple trades ranging from $10.46 to $10.58 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
[F2]This figure is the weighted average sales price of multiple trades ranging from $10.95 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
[F3]This stock option was granted on February 6, 2015. All of the options are fully vested and exercisable.
[F4]This stock option was granted on September 3, 2013. All of the options are fully vested and exercisable.

Documents

1 file

4
rdgdoc.xmlPrimary
FORM 4

Issuer

Energy Recovery, Inc.

CIK 0001421517

Entity typeother

Related Parties

1

filerCIK 0001432628

Filing Metadata

Form type: 4
Filed: May 16, 8:00 PM ET
Accepted: May 17, 9:56 PM ET
Size: 24.8 KB

View on SEC.gov